It's about time! Modernizing the RIA advertising rules artwork
The RIA Compliance Collective

It's about time! Modernizing the RIA advertising rules

  • S3E6
  • 30:34
  • July 20th 2020

Mike Langford is the founder and CEO of finservMarketing, a consulting firm that specializes in providing best in class marketing strategies and content creation for the financial services industry.  

Outline: 

Topic I Intro 

Topic II - Mike's overview of modernizing the advertising rules 

Topic III - Marketing vs Advertising 

Topic IV - Testimonials, Endorsements, etc. 

Topic V - Pre-Review and Approval 

Outro 

SEC Proposes to Modernize the Advertising

https://www.sec.gov/news/press-release/2019-230 

finservMarketing Website: https://www.finservmarketing.com/ 

Linkedin: https://www.linkedin.com/company/finservmarketing/ 

Facebook: https://www.facebook.com/finservMarketing/ 

Twitter: https://twitter.com/finsrvmarketing?lang=en 

Truelytics podcast 

https://blog.truelytics.com/topic/modern-financial-advisor-podcast  

Social Financial (SoFin) podcast

https://www.finservmarketing.com/the-sofin-podcast  

The Advisor Financing Forum 

https://www.finservmarketing.com/the-advisor-financing-forum 

RIA Compliance Concepts

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Megan Campbell, Managing Director LinkedIn: https://www.linkedin.com/in/megan-campbell-5016a442/

Collin O’Bryant, Senior Consultant LinkedIn: https://www.linkedin.com/in/collin-o-bryant-485416a1/

The RIA Compliance Collective

We discuss compliance topics that effect RIA firms from a former regulator's perspective.

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