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The RIA Compliance Collective

Created by Ivan Barretto, Megan Campbell, and Collin O'Bryant • 39 episodes

39 Episodes

Clearing the Air X

S3
13:53
September 9th 2020

All things Cyber Security

S3
26:20
August 19th 2020

Bills, Bills, Bills: A New Way to Help and Protect Your Senior Clients

S3
18:45
August 12th 2020

Understanding Succession and Valuation

S3
27:18
August 5th 2020

Leading with Compassion and Clarity During COVID

S3
24:19
July 29th 2020

It's about time! Modernizing the RIA advertising rules

S3
30:34
July 20th 2020

Clearing the Air IX

S3
23:40
June 29th 2020

Clearing the Air VIII

20:00
June 3rd 2020

Protecting Your Firm During the Pandemic Era

28:10
May 27th 2020

Coronavirus Scam

16:46
May 13th 2020

The RIA Compliance Collective

We discuss compliance topics that effect RIA firms from a former regulator's perspective.

Hosted by: Ivan Barretto, Megan Campbell, and Collin O'Bryant,