The RIA Compliance Collective  artwork

The RIA Compliance Collective

Created by Ivan Barretto, Megan Campbell, and Collin O'Bryant • 39 episodes

39 Episodes

Clearing the Air X
  • S3
  • 13:53
  • September 9th 2020
All things Cyber Security
  • S3
  • 26:20
  • August 19th 2020
Clearing the Air IX
  • S3
  • 23:40
  • June 29th 2020
Clearing the Air VIII
  • 20:00
  • June 3rd 2020
Coronavirus Scam
  • 16:46
  • May 13th 2020

The RIA Compliance Collective

We discuss compliance topics that effect RIA firms from a former regulator's perspective.

Hosted by: Ivan Barretto, Megan Campbell, and Collin O'Bryant,