Speaker Bio: Brian is founded of MTradecraft in 2009. Mtradecraft serves all financial institutions, with focused expertise in the RIA, broker-dealer, hedge fund, and family office space. MTradecraft supports over 180 clients nationwide.
Topic I – Problem with Basic Cyber Security Training
Topic II – Issues with the SEC guidance regarding Cyber Security
Topic III – Most significant Cyber Security Treats
Topic IV – Password hygiene?
Topic V – Brian’s superpower
Email: [email protected]
The RIA Compliance Collective
We discuss compliance topics that effect RIA firms from a former regulator's perspective.
Hosted by: Ivan Barretto, Megan Campbell, and Collin O'Bryant,