Senior Vulnerability and Financial Exploitation

Topic 1 – Stan Lee Case Topic 2 – Regulatory Compliance Guidance Topic 3 – Financial Exploitation Reporting

Financial Services Institute https://financialservices.org/elderabuse/

AARP Foundation ElderWatch

https://www.aarp.org/aarp-foundation/our-work/income/elderwatch/

Consumer Financial Protection Bureau

https://www.consumerfinance.gov/

Internet Crime Complaint Center

https://www.ic3.gov/default.aspx

NASAA Serve Our Seniors

http://serveourseniors.org/

U.S. Administration on Aging

https://www.acl.gov/about-acl/administration-aging

FINRA www.FINRA.org

National Fraud Information Center fraud.org Toll Free: 800-876-7060

Call the Abuse Hotline, 24 hours a day, 7 days a week, toll-free 1-800-252-5400 from anywhere in the US to report abuse or neglect that occurred in Texas.

RIA Compliance Concepts Toll Free: 1-833-RIACCIO Email: [email protected] Website: www.riacc.io LinkedIn: https://www.linkedin.com/company/25040493/admin/updates/ Twitter: https://twitter.com/RIAComplyCEP Facebook: https://www.facebook.com/RIAComplianceConcepts/ Instagram: https://www.instagram.com/riacomplianceconcepts/ Google+: https://aboutme.google.com/b/118267280728866485410/

Ivan Barretto, Managing Director LinkedIn: https://www.linkedin.com/in/ivanbarretto30/

Megan Campbell, Managing Director LinkedIn: https://www.linkedin.com/in/megan-campbell-5016a442/

Collin O’Bryant, Senior Consultant LinkedIn: https://www.linkedin.com/in/collin-o-bryant-485416a1/

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